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Financial Processes

OUR PROCESS

TAKING THE FIRST S.T.E.P.P.

Frequently, I'm the first financial planner my clients engage with. Recognizing that enlisting a planner constitutes a significant investment and that uncertainty can arise, I aim to offer a well-defined representation of the impending partnership before any financial commitment is made.

1 / Schedule Introduction Call

During our 30-minute introductory conversation, we will delve into your financial planning requirements. This is a chance for me to gain insights into your situation and the assistance you're seeking. I'll also outline my client approach, aiming to determine if our collaboration would be a mutually beneficial match.

2 / Thorough Assessment Questionnaire

If the Introductory Call proves successful, the subsequent phase involves prospective clients furnishing comprehensive data via a questionnaire, affording a high level view of their current financial standing. The data questionnaire will encompass a broad spectrum, delving into your present financial landscape, which will serve as the foundation for our evaluation process.

3 / Evaluation

Upon receipt of the Thorough Assessment questionnaire, I analyze the data to formulate a tailored financial planning strategy to be implemented for the potential client. Through scrutinizing your present circumstances, I identify areas warranting enhancement, and subsequently curate a comprehensive plan of action.

4 / Present Results

Following my evaluation of your present financial status in alignment with your desired goals, I present my findings to provide you with a clear depiction of the prospective collaboration. My aim is to offer you an unambiguous portrayal of the experience of working together before any financial commitments are made on your part.

5/ Process The Information

Upon presenting the results of my evaluation, highlighting the alignment between your existing financial standing and your goals, and offering a vivid insight into our potential collaboration, I encourage you to dedicate time for reflection and discussion. I invite you to contemplate the value in the information presented and consider whether you envision a successful partnership if we were to proceed together.

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​​​Securities offered through GWN Securities, Inc. 11440 N. Jog Rd. Palm Beach Gardens, FL. 33418 (561) 472-2700. member  FINRASIPC.

Oak City Financial is not an affiliate or subsidiary of GWN Securities.

This is not an official platform of GWN Securities, Inc. (GWN) or its affiliates. The profile may include links that are contained on a third party website. GWN, its representatives or professionals do not endorse or accept responsibility for the content, or use, of the website. GWN, its representatives or professionals assume no liability for any inaccuracies, errors/omissions in or from any data or information provided on the pages. No part of this site is intended to make a recommendation or a testimonial for or about a security, service or product, to provide investment, tax or other advice. No strategy assures success or protects against loss. Past Performance is no guarantee of future results.

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